| Systems and controls |
|---|
The governance and record keeping bar has raised yet again in 2009.
Understand what it means to be able to prove your judgements were correct |
 |
| | Description | Date added |
|---|
 | Managing liquidity risk: Industry pain points and SWIFT solutions | 2010-06-30 | | NBDT Consultation Document: Liquidity Policy | 2010-02-26 | | This house believes that stress is a killer for banks operating in the UK - a debate on stress testing | 2010-02-16 | | FS club CMC stress debate | 2010-01-20 | | Capital Markets Chamber: 12 November liquidity debate aide memoire | 2009-11-13 | | FSA Guidelines - consultation response from JWG-IT July 2009 | 2009-11-04 | | July 2009 Intel Faster Trading event aide memoire | 2009-11-04 |
 List of publication documents available
| Click here to view all free documents
| | For our members documents, check out our SIG section |
|
| Events |
9 November 2010 - This house believes that the new risk penalties will outstrip the banks infrastructure investment Click here 
1 July 2010 - This house believes that penalties await those that do not make risk plans. Click here
24 June 2010 - Practical Implementations of Liquidity Regulatory Reporting Click here
22 June 2010 - LiRAN members only update meeting Click here
21 June 2010 - FasterRISK Click here
11 May 2010 - This house believes that payments infrastructure risk has been largely forgotten. A debate about whether the payments infrastructure is up to the new risk management standards Click here
4 May 2010 - Whats in MiFID Wave 2? Click here
20 April 2010 - This house believes that Solvency II and liquidity risk have reinvented the wheel. A debate on the similarity of new risk management standards Click here
23 March 2010 - FISD Europe: March 22-23, Amsterdam Click here
16 March 2010 - Basel III's new pillars of sand? This house believes that the new liquidity risk monitoring standards are built on sand Click here
|
|
|
| SIGs |
|---|
 LiRAN
LiRAN creates the reference points for investment firms' and their regulators' detailed policy and operating model requirements. By making these transparent, they also form the launch pad for suppliers and service providers who wish to build solutions which are fit for purpose.
RecSIG
JWG's Records management Special Interest Group (RecSIG) has been set up as a neutral network to address the risks of these new regulatory requirements. It is not a lobbying organisation. Our group of investment firms, professional service providers and technology vendors are working in a collaborative and governed manner to create the reference points for detailed policy and operating model requirements.
Click for regulatory docs
 |
| Know your... |
|---|
Know your firm
Greater focus on investment firms to ensure appropriate policies and procedures for tracking, monitoring and handling of client assets and risks are in place. Emphasis on senior management to prove, with appropriate records, that they have been exercising the proper systems and controls
|
| Coming soon |
| Start Date | End Date | Activity | Status |
|
|
