Trading
JWG started off life as the Markets in Financial Instruments Directive (MiFID) Joint Working Group - IT subject group. After sorting out what MiFID actually meant in 2007, we are back at it in 2011 looking the impact of expanding the scope and depth of change to trading regulations to 'business as usual' (BAU) globally.


Events

LiRAN  18 September 2014 - MiFID II for Brokers - London  Click here Click for more info

LiRAN  23 September 2014 - Capital markets Forum - control in advance of the next crisis  Click here Click for more info





Press releases
TitleDate Added
Engagement model between regulators and the financial industry is broken, according to JWG report 10 April 2012
Is your ICT infrastructure robust enough for G20 regulatory reform?29 March 2012


Documents
DescriptionDate Added
[RegBeacon] Issue 613 January 2014
[RegBeacon] Issue 619 July 2013
[RegBeacon] Issue 414 February 2013
[RegBeacon] Issue 31 October 2012
IOSCO ĘC ESMA recordkeeping and business continuity plan gap analysis8 June 2012

FREE DownloadsDate Added
2013-06-07 HB Client Alert - New EU Benchmarks Regulation.pdf11 June 2013
Your G20 compliant operating model2 October 2012
The operational perspective: the nuts and bolts of implementation6 January 2012
MiFID nuts and bolts16 November 2011

 
JWG alerts
Bad news for insider traders: ESMA review finds most countries aligned on market abuse ahead of MAD II/MAR:http://t.co/26GbaQnAuE
US continues to lead on LEI: CFTC publishes rule recognising European identifiers for swap data reporting compliance:http://t.co/ye3Oz7cid3
Dual registration affirmed: US court upholds ruling that SEC-registered mutual funds must also register with CFTC:http://t.co/MbA4vVJsb8
Mutual exodus? Uncertainty over AIFMD reporting requirements to see US fund managers abandon Europe:http://t.co/GlOLNEOo7b
Cumbersome and contradictory: Conference reveals foreign hedge funds avoiding US; SEC/CFTC registration to blame? http://t.co/rjJpSePJ7z
For more alerts see here

Hot topics
year US UK transparency trading systems system rule risk review report regulatory regulators regulation reform mifid market management liquidity risk liquidity issues information industry global fund fsa fs firms finreg financial


Other areas of interest
Risk

Liquidity Risk Action Network creates the reference points for investment firms' and their regulators' detailed policy and operating model requirements. By making these transparent, they also form the launch pad for suppliers and service providers who wish to build solutions which are fit for purpose.

 
Reference data

 

Customer Data Management Group is the leading resource for insight on the implementation of global operating models which meet counterparty data management standards. The think-tank will lead the development of industry guidance so that investment firms who follow it can avoid sanction.

Today's investment firms need to know their customer and product data better and access it faster and cheaper if they are to rise to the new challenges they face from the combination of market and operational pressures introduced this decade.

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Here are the currently trending CDMG topics, simply click on any word to search recent tweets ...

 
 
Regulatory identifiers (GRIS)
The Global Regulatory Identifier Steering Group (GRIS) is a collaborative initiative bringing together European sell-side trade bodies. It represents the European sell-side perspective, whilst creating a global dialogue between, and amongst, policymakers and industry.
 
G20 systemic risk
The Systemic Risk Group provides thought leadership both for the politicians who aim to control, and the managers that run, financial services. JWG's analysis of the G20's 93-point action plan provides decision makers with what they need to do the job from strategic direction to practical compliance with new regulations.
 




PublicationDate Added
FS infrastructure: ready for G20 reform?12 March 2012
How good is your data radar? Exploring the need for global risk and trading12 September 2011