Regulatory identifiers (GRIS)

The Global Regulatory Identifier Steering Group (GRIS) is a collaborative initiative bringing together European sell-side trade bodies.

It represents the European sell-side perspective, whilst creating a global dialogue between, and amongst, policymakers and industry.


Press releases
TitleDate Added
New research: Five years on, G20 regulatory risk is a top priority for senior executives25 September 2014

DescriptionDate Added
[RegBeacon] Issue 613 January 2014
[RegBeacon] Issue 619 July 2013
[RegBeacon] Issue 414 February 2013
[RegBeacon] Issue 31 October 2012
[RegBeacon] Issue 226 April 2012

FREE DownloadsDate Added
2013-06-07 HB Client Alert - New EU Benchmarks Regulation.pdf11 June 2013
13 May 2011 - SIFMA publish their official Solicitation of Interest (SOI) for the LEI16 May 2011
Financial Industry Trade Associations Coalition Releases Framework for a Global Legal Entity Identifier System4 May 2011
Requirements for a Global Legal Entity Identifier (LEI) Solution May4 May 2011
LEI Solution Letter 5.3.114 May 2011

JWG alerts
Canadian OTC reg calls for #LEI in trade reporting (if ready!); will their interim version meet future LEI standards?
Privacy Law Identifier? CFTC no-action relief for #LEI reporting notes conflict between transparency, data protection
FSB 1 page report!? Details the planned number allocation scheme allocation of pre-LOU prefixes for pre-LEI issuance:
FSB 1 page "press release"? Details the planned number allocation scheme of pre-LOU prefixes for pre-LEI issuance:
ROC to push LEI forward: board to oversee LEI progress, committee to be formed by month end, first meeting Jan 2013:
For more alerts see here

Hot topics

Other areas of interest

Liquidity Risk Action Network creates the reference points for investment firms' and their regulators' detailed policy and operating model requirements. By making these transparent, they also form the launch pad for suppliers and service providers who wish to build solutions which are fit for purpose.

TechSIG provides a neutral 'safe' platform for like-minded firms, vendors and professional service firms to collaboratively develop practical IT infrastructure solutions to resolve MiFID compliance problems. No similar mechanism exists for protected collaborationTM, which safeguards members' intellectual property, whilst creating valuable, validated solutions.
Reference data


Customer Data Management Group is the leading resource for insight on the implementation of global operating models which meet counterparty data management standards. The think-tank will lead the development of industry guidance so that investment firms who follow it can avoid sanction.

Today's investment firms need to know their customer and product data better and access it faster and cheaper if they are to rise to the new challenges they face from the combination of market and operational pressures introduced this decade.

Click on the picture to request a CDMG brochure:

Request a free CDMG sales brochureCDMG Sales Sheet

Here are the currently trending CDMG topics, simply click on any word to search recent tweets ...

G20 systemic risk
The Systemic Risk Group provides thought leadership both for the politicians who aim to control, and the managers that run, financial services. JWG's analysis of the G20's 93-point action plan provides decision makers with what they need to do the job from strategic direction to practical compliance with new regulations.

PublicationDate Added