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JWG alerts
Credit exposures for derivatives: BCBS consults on new method that distinguishes btwn margined/unmargined trades: http://t.co/uZyGTc3UBJ - 2 July 2013 16:55 pm -

BCBS consults on CCP risk: Should exposure be priced cheaply to encourage banks to centrally clear? http://t.co/iDCBpDYt3f - 2 July 2013 16:50 pm -

Bitcoin regulation: Is global regulation of cryptocurrencies possible and why are regulators biding their time? http://t.co/bgsXk7VzOa - 2 July 2013 16:45 pm -

AML controls weak, says FCA: Report identifies trade financing as area of particular vulnerability to fin. crime:http://t.co/jSXGxFKagD - 2 July 2013 15:35 pm -

PRA publishes anchor stress testing scenario; BoE expected to pilot separate US-style tests on FPC recommendation:http://t.co/dZJ7i4pGlp - 2 July 2013 14:35 pm -

Bad news for insider traders: ESMA review finds most countries aligned on market abuse ahead of MAD II/MAR:http://t.co/26GbaQnAuE - 2 July 2013 14:15 pm -

US continues to lead on LEI: CFTC publishes rule recognising European identifiers for swap data reporting compliance:http://t.co/ye3Oz7cid3 - 2 July 2013 13:59 pm -

JMLSG update: Guidance changed to take account of new FATF recommendations and AMLD IV draft: http://t.co/0U9dxNjZof - 2 July 2013 13:55 pm -

Bank-vendor ties too close? Should firms re-examine their commercial relationships following competition charges?http://t.co/RPwg7czRTT - 2 July 2013 12:55 pm -

FATF guidance on mobile payments and internet-based payment services: New standards for CDD, RBA and wire transfers:http://t.co/4A8dtOuZY2 - 1 July 2013 16:55 pm -

FATF publishes guidance on PEPs: New clarification on risk factors, data sources and due diligence for domestic PEPs: http://t.co/6nTTAO4JYG - 1 July 2013 16:50 pm -

EIOPA opinion on PPI: Product design failings identified including limitations in coverage, duration and premia http://t.co/6nTTAO4JYG - 1 July 2013 15:50 pm -

Rewriting insolvency law: Council finalises RRD position; wide scope for national discretion gives little certainty http://t.co/7DaiQuhQ30 - 1 July 2013 14:50 pm -

CRD IV published in EU journal; Directive and Regulation will come into force from 1st January 2014 http://t.co/Jsl4PTDt5i - 28 June 2013 17:22 pm -

More regulation coming? Meeting of European supervisors discusses next steps in consumer protection regulation http://t.co/oo9wA2ZIbi - 28 June 2013 17:15 pm -

Interest rate risk: Pre-CRD CP says bank IT systems must measure exposure on a single transaction basis http://t.co/JsO0FHuLRG - 28 June 2013 16:58 pm -

Early warning signs: Will data protection soon be the greatest compliance risk banks face? http://t.co/kKrDDPL09s - 28 June 2013 15:58 pm -

BCBS consults on AML: New technology and outsourcing standards gold-plates FATF recommendations. Respond by September http://t.co/Y7jww9MMb2 - 28 June 2013 14:58 pm -

BCBS releases consultation on leverage ratio calculation and public disclosure. Comments by 20 September: http://t.co/1xyKzVaKWe - 27 June 2013 17:29 pm -

UBS fined €10m for AML "laxity": 'Asset transfer adjustment' systems and controls failings led to "serious risk" http://t.co/twS9iJAxJb - 27 June 2013 17:22 pm -

CDMG alerts
BCBS consults on CCP risk: Should exposure be priced cheaply to encourage banks to centrally clear? http://t.co/iDCBpDYt3f - 2 July 2013 16:50 pm -

Bitcoin regulation: Is global regulation of cryptocurrencies possible and why are regulators biding their time? http://t.co/bgsXk7VzOa - 2 July 2013 16:45 pm -

AML controls weak, says FCA: Report identifies trade financing as area of particular vulnerability to fin. crime:http://t.co/jSXGxFKagD - 2 July 2013 15:35 pm -

JMLSG update: Guidance changed to take account of new FATF recommendations and AMLD IV draft: http://t.co/0U9dxNjZof - 2 July 2013 13:55 pm -

FATF guidance on mobile payments and internet-based payment services: New standards for CDD, RBA and wire transfers:http://t.co/4A8dtOuZY2 - 1 July 2013 16:55 pm -

FATF publishes guidance on PEPs: New clarification on risk factors, data sources and due diligence for domestic PEPs: http://t.co/6nTTAO4JYG - 1 July 2013 16:50 pm -

EIOPA opinion on PPI: Product design failings identified including limitations in coverage, duration and premia http://t.co/6nTTAO4JYG - 1 July 2013 15:50 pm -

More regulation coming? Meeting of European supervisors discusses next steps in consumer protection regulation http://t.co/oo9wA2ZIbi - 28 June 2013 17:15 pm -

BCBS consults on AML: New technology and outsourcing standards gold-plates FATF recommendations. Respond by September http://t.co/Y7jww9MMb2 - 28 June 2013 14:57 pm -

UBS fined €10m for AML "laxity": 'Asset transfer adjustment' systems and controls failings led to "serious risk" http://t.co/98rZ6pkMVm - 27 June 2013 17:22 pm -

RegTech, your guide to regulatory change, has launched! 1500 people and 15 new banks have already registered:http://t.co/X1C2KRz7gH - 26 Jun 2013 15:04 pm -

FATF plenary meeting: New guidance on due diligence for PEPs, sanctions and internet payment services to be released: http://t.co/GFCi6SC5rx - 25 Jun 2013 14:04 pm -

HMT 10 point plan for corporate transparency: A central registry for beneficial ownership that may not be public: http://t.co/1ePuXpF3ON - 25 Jun 2013 13:04 pm -

FinCEN announces reorgansition to focus on data: Director says horizontal model means better intelligence sharing: http://t.co/5eQY8R1xSy - 25 Jun 2013 12:04 pm -

Mitsubishi fined $250M by NY regulators for laundering $100B, violating Iran sanctions: OCC/SEC fines to follow? http://t.co/gdZjg1xjb9 - 24 Jun 2013 16:04 pm -

LEI progress: ROC to release guide to endorsement of pre-LEIs; possibility for conditional endorsements: http://t.co/4L0lAY2be7 - 19 Jun 2013 15:04 pm -

Deloitte consulting ban: Consultant barred from soliciting FS work for complicity in StanChart sanctions breach: http://t.co/W4A5eXNcfK - 19 Jun 2013 14:04 pm -

New transparency for beneficial ownership? G8 urges global rewrite of corporate tax rules to include new reporting: http://t.co/J9L1o7K3yc - 18 Jun 2013 16:04 pm -

New tougher penalties for asset segregation failings: FCA fines Xcap 2% of client money plus 0.2% of client assets http://t.co/5cNZEnv61y - 12 Jun 2013 2:45 pm -

Portable current accounts? Will systems upgrades be necessary to meet the upcoming PCBS recommendations? http://t.co/TX5V74MhDP - 10 Jun 2013 2:45 pm -

LiRAN alerts
Credit exposures for derivatives: BCBS consults on new method that distinguishes btwn margined/unmargined trades: http://t.co/uZyGTc3UBJ - 2 July 2013 16:55 pm -

CRD IV published in EU journal; Directive and Regulation will come into force from 1st January 2014 http://t.co/Jsl4PTDt5i - 28 June 2013 17:22 pm -

US lending limits: OCC issues final rule on limiting exposure to CCPs and the repo/sec lending market:http://t.co/2PXpzqBct5 - 24 Jun 2013 15:04 pm -

Crude and unsophisticated: Nationwide says leverage ratio disproportionately penalises lower risk lenders:http://t.co/XsDzuvZSaz - 24 Jun 2013 13:04 pm -

Council adopts CRD IV: Regulation and amended Directive adopted; entry into force 1 January 2014:http://t.co/PHAfcluzWj - 21 Jun 2013 16:04 pm -

Mergers and admonitions: Systems acquisition and integration continue to trouble Co-op bank after Britannia deal: http://t.co/dMycMEc757 - 18 Jun 2013 12:04 pm -

Counterparty risk and Basel III: Will CVA-variability kill the OTCD market? What about the unintended consequences? http://t.co/MwsBcS2bLf - 11 Jun 2013 12:17 pm -

Absolute relativity: Finding an objective viewpoint on what good risk data looks like can be hard; read more here: http://t.co/mXjmuepBlK - 07 Jun 2013 4:16 pm -

$90-$0.01 in 1 second: NYSE to reinstate volatility safeguards removed to make way for limit up limit down? http://t.co/nY1lj9lTrh - 05 Jun 2013 5:10 pm -

Reputational risk: Will reporting all security breaches damage market stability? UK govt call for evidence: http://t.co/Iyh3curPKi - 31 May 2013 5:22 pm -

Intraday liquidity reporting: At what level should liquidity be reported? Can firms afford to wait to find out? http://t.co/O4KDUBb5FX - 15 May 2013 3:01 pm -

Recovery and Resolution Directive should be amended to include CCPs says BoE: CPP losses should fall on clearers: http://t.co/NrQM2XTHHm - 23 Apr 2013 11:28 am -

Liquidity monitoring tools: BIS announces banks will submit intraday liquidity stats monthly basis from Jan 2015: http://t.co/e4FS7KqmMJ - 11 Apr 2013 2:15 pm -

Barriers to entry: Lower capital and liquidity requirements for new banks come into force this week in the UK: http://t.co/9foIZgfKwt - 26 Mar 2013 2:00 pm -

EBA issues consultation papers on data point models for LCR/NSFR and leverage ratio: http://t.co/N9Yn8bzhSM / http://t.co/sg6bUJ72m4 - 18 Mar 2013 3:56 pm -

CRR: ESMA issues discussion paper on process for defining highly liquid assets for LCR. Responses by 21st March: http://t.co/L3dLxCl30X - 21 Feb 2013 3:55 pm -

EU MMF Regs: ESRB recommends NAVs, liquidity reqs and reporting. Commission report due June 2013: http://t.co/I2ioDol0 - 20 Feb 2013 3:36 pm -

Risk update: Latest #ESMA risk dashboard finds credit #risk increasing; market, liquidity & contagion risks stable: http://t.co/dN4F7Qza - 18 Feb 2013 3:34 pm -

Capital+: #Basel examining standardising #VaR modeling time period to clamp down on calculation variation: http://t.co/CeZNopgK - 18 Feb 2013 9:45 am -

Gamblers fallacy: Is firm-wide understanding of models/risk data pivotal to avoiding future crashes? http://t.co/EpO9DsNQ - 15 Feb 2013 1:36 pm -

SyRiG alerts
PRA publishes anchor stress testing scenario; BoE expected to pilot separate US-style tests on FPC recommendation:http://t.co/dZJ7i4pGlp - 2 July 2013 14:35 pm -

Rewriting insolvency law: Council finalises RRD position; wide scope for national discretion gives little certainty http://t.co/7DaiQuhQ30 - 1 July 2013 14:50 pm -

Interest rate risk: Pre-CRD CP says bank IT systems must measure exposure on a single transaction basis http://t.co/JsO0FHuLRG - 28 June 2013 16:58 pm -

BCBS releases consultation on leverage ratio calculation and public disclosure. Comments by 20 September: http://t.co/i30lzULSVb - 27 June 2013 17:29 pm -

EU bail-in deal reached: States must fund 8% of bank's liabilities with creditors' money before using public funds:http://t.co/2OpDDqNIzr - 27 June 2013 11:45 am -

Bail-in confusion: ECOFIN disagree on national discretion on excluding investor types; when will banks have clarity? http://t.co/5cp7tf0qPu - 24 Jun 2013 14:04 pm -

Latest on RRD: Presidency draft published; will more bail-in discretion mean higher resolution fund costs for firms?http://t.co/IpZebCMPcG - 21 Jun 2013 17:04 pm -

Large exposures Q&A: BCBS clarifies reporting; not all 0% weightings qualify for sovereign carve-out:http://t.co/cqHFaayvnN - 21 Jun 2013 13:04 pm -

Liikanen takes shape: EP adopts motion on ring-fencing retail banking; will EU law impact Vickers implementation? http://t.co/qWByyl9pwP - 20 Jun 2013 14:04 pm -

Haldane: Op/cyber risk is top threat to financial market stability. Recommends deep-dive into FS sector readiness http://t.co/0nMrvePl37 - 14 Jun 2013 15:04 pm -

Lack of progress: EP attacks EC on speed of financial reforms; will new laws be pushed through before election? http://t.co/Y1roqj0C1k - 13 Jun 2013 13:04 pm -

ESMA issues guidance on interoperability agreements; should take account of default risk and differences in risk models/profiles http://t.co/lre4QKIV1z - 12 Jun 2013 4:55 pm -

‘Bad bank’ confusion? EC bail-in rules present problems for publicly-owned banks; when will creditors have clarity? http://t.co/gheuk7r9Mv - 11 Jun 2013 1:25 pm -

Banks more dangerous than armies? How critical are stress tests and can a common framework be achieved? http://t.co/hxlbRYMNhO - 11 Jun 2013 12:26 pm -

Competition for CCPs? Presidency proposal for CCPs to share data; what is the impact on market stability? http://t.co/5wafmHsCBX - 11 Jun 2013 11:13 am -

BoE explains new CCP regime: Annual self-assessment, governance and loss allocation rules: http://t.co/PS5AiB1etm - 10 Jun 2013 5:08 pm -

European RRPs: Mixed messages for firms as requirements relax but timelines get tighter; read more here: http://t.co/YeJYU1ze2g - 10 Jun 2013 4:13 pm -

New powers for ECB? Regulator seeks power to appropriate bank assets to prop-up SRM resolution fund: http://t.co/E25bna6B9e - 05 Jun 2013 2:43 pm -

Systemically important non-banks: AIG, Prudential and GE Capital among those to be regulated by Fed: http://t.co/NWJ1Mj4soA - 04 Jun 2013 1:57 pm -

CRA III becomes law: Agencies subject to new conflict of interest reqs and contract time limits from June 2014: http://t.co/6YiVgckOn2 - 03 Jun 2013 5:24 pm -

Trading alerts
Bad news for insider traders: ESMA review finds most countries aligned on market abuse ahead of MAD II/MAR:http://t.co/26GbaQnAuE - 2 July 2013 14:15 pm -

US continues to lead on LEI: CFTC publishes rule recognising European identifiers for swap data reporting compliance:http://t.co/ye3Oz7cid3 - 2 July 2013 13:59 pm -

Dual registration affirmed: US court upholds ruling that SEC-registered mutual funds must also register with CFTC:http://t.co/MbA4vVJsb8 - 26 Jun 2013 14:04 pm -

Mutual exodus? Uncertainty over AIFMD reporting requirements to see US fund managers abandon Europe:http://t.co/GlOLNEOo7b - 24 Jun 2013 12:04 pm -

Cumbersome and contradictory: Conference reveals foreign hedge funds avoiding US; SEC/CFTC registration to blame? http://t.co/rjJpSePJ7z - 21 Jun 2013 15:04 pm -

Key-man risk: Commodities traders without succession plans; also major issue for recovery planning:http://t.co/qGkxFmHRLy - 21 Jun 2013 12:04 pm -

HFT vindicated? Good news for algos as SEC evidence says fat fingers are to blame, not robots gone wild:http://t.co/Wr46DHkKMk - 20 Jun 2013 15:04 pm -

MiFID II: Council publishes general approach; invites Presidency to begin negotiations with Parliament: http://t.co/jlwbe6WKMV - 20 Jun 2013 13:04 pm -

Hedge fund supervision: FCA quietly vetting senior appointments, showing widening of focus from just banks/insurers:http://t.co/sS5vguITIU - 20 Jun 2013 12:04 pm -

SIBOR crime: MAS to regulate benchmark administrators and introduce criminal offences for individuals/corporations:http://t.co/Lez8P4asJL - 19 Jun 2013 16:04 pm -

MiFID II progress: Council expected to finalise its position on Friday; hopes for swift passage through EP: http://t.co/GIXy6PMQ6V - 18 Jun 2013 15:04 pm -

Trader to be charged with LIBOR-rigging: Hayes (of UBS and Citi) may be first to face criminal sanctions in UK: http://t.co/dnBLU3rmFk - 18 Jun 2013 13:04 pm -

EMIR timeline update: First registration of TRs will not take place before August 2013: http://t.co/usRNXrojUN - 18 Jun 2013 11:04 am -

London Swap Exchange: LSE launches new trading venue for swaps; will on-exchange trading be compulsory under MiFIR? http://t.co/J1cWDQsqyU - 17 Jun 2013 15:04 pm -

Good news for AIFs? Treasury seems to be on the side of funds, read our commentary now for all the info: http://t.co/drw82vkspP - 17 Jun 2013 13:04 pm -

MiFID II to be finalised? Will compromise over dark pools bring 30 months of negotiations to an end?http://t.co/CebIXMmIpU - 14 Jun 2013 14:04 pm -

SIBOR fixing: MAS forces 20 banks to increase central bank reserves as punishment for rigging Singaporean rateshttp://t.co/CebIXMmIpU - 14 Jun 2013 13:04 pm -

Taking control of UCITS: FCA extends powers in relation to UCITS to cover schemes constituted by contract law http://t.co/HgM8eD1fBF - 13 Jun 2013 15:04 pm -

Wheatley reforms: BBA to stop same-day publication of individual LIBOR submissions from 1st July; EU oversight looms http://t.co/OqOVAHRt17 - 13 Jun 2013 13:04 pm -

UK transposes AIFMD: Fund industry will face one-off costs of 226m-353m and 863m-1.8bn in annual ongoing costs http://t.co/kDTeb6TJEo - 13 Jun 2013 12:04 pm -

GRIS - The Global Regulatory Identifier Steering Group alerts
Canadian OTC reg calls for #LEI in trade reporting (if ready!); will their interim version meet future LEI standards? http://t.co/XH2PpDAc - 11 Dec 2012 3:03 pm -

Privacy Law Identifier? CFTC no-action relief for #LEI reporting notes conflict between transparency, data protection http://t.co/iyoDV7As - 11 Dec 2012 2:14 pm -

FSB 1 page report!? Details the planned number allocation scheme allocation of pre-LOU prefixes for pre-LEI issuance: http://t.co/alJEze2u - 09 Nov 2012 3:30 pm -

FSB 1 page "press release"? Details the planned number allocation scheme of pre-LOU prefixes for pre-LEI issuance: http://t.co/alJEze2u - 09 Nov 2012 1:40 pm -

ROC to push LEI forward: board to oversee LEI progress, committee to be formed by month end, first meeting Jan 2013: http://t.co/YuDgukVR - 06 Nov 2012 5:00 pm -

Clocks ticking! LEI IG to examine relationship ref data, incl parents of legal entities; recommendations by end 2012: http://t.co/0Ja3q16m - 06 Nov 2012 5:09 pm -

Countdown to March! FSB LEI update announces new structured number allocation, PSPG to provide use-cases end-2012: http://t.co/QL85F6Ks - 25 Oct 2012 2:47 pm -

Some progress? FSB LEI update says PSPG grows by 30 members; "good" progress with charter; legal advice on COU soon: http://t.co/O005ozo8 - 21 Sep 2012 8:34 am -

LEI progress report released. No news just yet but the FSB will keep you informed with updates every three weeks; http://t.co/NaEwgG9r - 24 Aug 2012 1:58 pm -

FSB needs help! LEI IG needs "technologically, financially and legally" sound solutions for demonstration day in Basel; http://t.co/yHAOf0Zf - 23 Aug 2012 3:42 pm -

IOSCO CP on tech challenges to mkt surveillance supports FSBs LEI; but will this impact US/EU identifier agendas? http://t.co/5ldjl84z - 23 Aug 2012 2:53 pm -

CFTC opens online portal for 24000 CICI identifiers; but when will the FSBs LEI finally (and officially) launch in US? http://t.co/mKKpHTTq - 21 Aug 2012 3:34 pm -

MAS to use LEI? MAS releases CP on OTC clearing and will "take into account" the LEI for reporting and classification: http://t.co/Umv0RBto - 17 Aug 2012 4:51 pm -

CFTC gives green light to DTCC/SWIFT to provide LEI on interim 2yrs,how will the FSB’s PSPG LEI group respond? http://t.co/oKzcA7IS - 25 Jul 2012 9:05 am -

(Quietly) calling all "private sector experts": FSB wants you (now) for LEI Private Sector Prep Group; apply by 11 Jul http://t.co/pWW8T0iy - 04 Jul 2012 9:17 am -

US says bad news for the global LEI, still no solution provider. Any good news? timely use in US will reduce costs: http://t.co/llC3u0pK - 20 Jun 2012 11:26 am -

G20 anticipate March 13 launch: endorse global use of FSB LEI framework, but what will Nov 12 progress report reveal? http://t.co/SjuAuXNP - 20 Jun 2012 9:42 am -

US has LEI momentum: final swap data rule mandates use of LEI or interim identifier for some historic swap reporting: http://t.co/aWR4bznQ - 13 Jun 2012 10:20 am -

New FSB LEI report misses key opportunity? World awaits EU to see if global vision for an identifier will hold: http://t.co/hqT2J0AW - 11 Jun 2012 12:31 pm -

A bit optimistic? FSB approves new LEI recommendations in line with ISO standard, target global launch by March 2013: http://t.co/0owu2nWy - 30 May 2012 3:53 pm -