Product and services information issues

 

TITLE
INFORMATION TO CLIENTS AND REPAPERING (ES1)
TOPIC
Requirements concerning the information provided to and received from clients by investment firms (Customer Data)
TIMING
Prior to publication of FSA Consultation papers (CPs) ‘Reforming Conduct of Business’ and ‘Financial Promotions’
DESCRIPTION
A summary of changing obligations, challenges and opportunities regarding information exchanges with clients such as financial promotions, client profiles and business reporting.

 

Title

Information to clients and repapering (ES1)

Topic

Requirements concerning the information provided to and received from clients by investment firms (Customer Data)

Timing

Prior to publication of FSA Consultation papers (CPs) 'Reforming Conduct of Business' and 'Financial Promotions'

Description

A summary of changing obligations, challenges and opportunities regarding information exchanges with clients such as financial promotions, client profiles and business reporting.

 

 

JWG
JWG   Information to clients and repapering executive summary





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